Staff Directory: Office of Securities
We invite you to e-mail your questions to staff members at the Office of Securities.
|
Name |
Position |
Phone |
| Jesse Devine |
Securities Administrator |
207-624-8551 |
| Karla Black |
Deputy Administrator and General Counsel |
207-624-8551 |
|
Paige Turney |
Director of Corporation Finance,
Securities Registration |
207-624-8551 |
| Cathy Williams |
Director of Examinations and Licensing,
Examinations and Firm Licensing |
207-624-8551 |
| Parker Ferland |
Director of Investigations and Enforcement |
207-624-8551 |
| Vacant |
Senior Compliance Examiner,
Examinations and Investment Adviser Licensing |
207-624-8551 |
| Ebrahim Fazeli |
Senior Compliance Examiner,
Examinations and Investment Adviser Licensing |
207-624-8551 |
| James A. Trask |
Senior Investigator,
Consumer complaints, investigations |
207-624-8551 |
| Scott Getchell |
Investigator,
Consumer complaints, investigations |
207-624-8551 |
| Cole Turner |
Investigator,
Consumer complaints, investigations |
207-624-8551 |
| Joanne Cerrone |
Investigator,
Consumer complaints, investigations |
207-624-8551 |
| Eileen Keating |
Licensing Coordinator,
Licensing of broker-dealers, agents
and investment adviser representatives |
207-624-8551 |
| Vacant |
Administrative Assistant |
207-624-8551 |
|
Dana Faucher |
Management Analyst I,
Processing of securities and mutual fund filings, process and train new e-filers and website editor |
207-624-8551 |
| Vacant |
Office Associate II,
Processing of securities and mutual fund filings |
207-624-8551 |
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Last Updated:
July 9, 2025
