Staff Directory: Office of Securities

We invite you to e-mail your questions to staff members at the Office of Securities.

Name	Position	Phone
Judith M. Shaw	Securities Administrator	207-624-8551
Meredith P. Turney	Assistant Securities Administrator, Registration and Licensing	207-624-8551
Karla Black	General Counsel	207-624-8551
Heidi Hoefler	Attorney	207-624-8551
Lindsay J. Laxon	Investor Education Manager	207-624-8551
Ed Moran	Examiner-in-Charge	207-624-8551
Margaret Bree Morin	Senior Securities Examiner	207-624-8551
Jacqueline M. Drouin	Senior Investigator consumer complaints, investigations	207-624-8551
James R. Frechette	Investigator	207-624-8551
Vacant	Investigator Agent licensing, consumer complaints, investigations	207-624-8551
Cathy Williams	Investigator Agent licensing, consumer complaints, investigations	207-624-8551
Billie-Jo A. Pyska	Licensing Coordinator licensing of broker-dealers, agents and investment adviser representatives	207-624-8551
Dona L. Garippa	Administrative Secretary	207-624-8551
Dana M. Faucher	Office Specialist I Initial processing of all securities and mutual fund filings, status checks on securities registration and exemption filings, initial receipt of filing fees, accounting for all fees, scheduling of licensee seminars and website editor.	207-624-8551
Angela D. McAllister	Office Associate II Initial processing of all securities and mutual fund filings, status checks on securities registration and exemption filings, initial receipt of filing fees and accounting for all fees	207-624-8551