Office of Securities |
---|
April 21, 2021 |
Attorney General and Securities Administrator Warn Public About New Phone Scam
|
September 25, 2020 |
Maine Securities Administrator Joins with CFTC to Charge Precious Metals Dealers in $185 Million Scheme Targeting Elderly Investors
|
April 21, 2020 |
Maine Supreme Court Affirms Convictions in Elder Financial Exploitation Case
|
April 3, 2020 |
Maine Securities Administrator Warns COVID-19-Related Investment Schemes Anticipated
|
March 25, 2020 |
Maine Securities Administrator Issues Order Providing Temporary Regulatory Relief For Financial Industry
|
March 10, 2020 |
Maine Securities Administrator Reminds Investors To Remain Calm During Market Volatility And Beware Of Con Artists
|
December 23, 2019 |
Maine Securities Administrator Announces Top Investor Threats For 2020
|
June 13, 2019 |
Military & Families Resource Fair
|
April 24, 2019 |
Maine Securities Administrator Announces 10 Year Sentence in Elder Financial Exploitation Case
|
November 13, 2018 |
Maine Securities Administrator Announces Conviction in Elder Financial Exploitation Case
|
May 25, 2018 |
Maine Securities Administrator Finalizes $19.4 Million Agreement with Merrill Lynch Regarding Maines NextGen College Investing Plan
|
April 20, 2018 |
Securities Administrator Reminds Investors to Approach Binary Options with Caution; Issues Cease and Desist Order Against Overseas Company
|
March 5, 2018 |
Maine Securities Administrator Announces Sentencing in Case of Theft and Securities Fraud
|
June 13, 2017 |
In Highlighting Elder Abuse Awareness Day, State Officials Urge Mainers to Report Suspected Cases of Financial Exploitation
|
August 22, 2016 |
Maines Office of Securities Announces First Fund-ME Crowdfunding Offering in Maine -- Fund-ME Provides New and Existing Businesses with Opportunity to Obtain Investments Needed to Start or Expand Operations
|